The U.S.
Patent Process
Adapted
from information provided by the U.S. Dept. of Commerce and the Patent
& Trademark Office
It takes
two hours
to begin a preliminary patent search.
Call to make an appointment before visiting the Patent & Trademark
Library (405)744-6546.
To locate a Patent & Trademark Depository library in your area, visit the .
What is a United States Patent?
A patent is a grant
issued by the U.S. Government giving an inventor the right to exclude
others from making, using or selling his or her invention in the United
States for the life of the patent. In return for this legal protection,
an inventor must fully disclose their invention to the public. This
system both protects inventors by giving them the opportunity to profit
from their work and benefits society by allowing the public to learn
about new inventions and discoveries.
Three types of patents:
- UTILITY PATENT: A utility patent is granted on any new useful
process, machine, or composition of matter, or any new and useful
improvement thereof. This type of patent protects the invention's
structural or functional features. A utility patent application
must describe the invention so that one skilled in the technology
can make and use it. It must also include claims which define—in
words—what the applicant considers to be the invention. A utility
patent is awarded for 20 years from the date of filing, except
in the case of provisional patents (below).
- DESIGN PATENT: A design patent protects the ornamental design
for an article of manufacture. It only protects the appearance
of the invention, not its structure or utilitarian features.
- PLANT PATENT: A plant patent is granted on any distinct and
new variety of an asexually reproduced plant, including cultivated
mutants, hybrids, and newly found seedlings, other than a tuber-propagated
plant or a plant found in an uncultivated state.
How to understand the differences
It is essential that
inventors understand the differences between the types of patents,
and what type of protection they provide. To understand these differences,
let's take the example of a flower pot having a novel self-watering
mechanism. A utility patent application would ask for protection of
the structural or functional features of the self-watering mechanism.
A design patent application may be filed for the physical design or
appearance of the pot. If this application were to issue as a design
patent, anyone is permitted to make the same flower pot, provided
it does not have the same design. In fact, such a design patent would
not prevent anyone from making pots having the inventor's self-watering
mechanism.
A common tactic used by unscrupulous
invention development organizations is to routinely file a design
patent application on behalf of the inventor, without regard to
whether a design patent is the best protection for the invention.
They do this because in addition to having a lower filing fee, design
patents are easier and less costly to draft than a utility patent
application.
The routine filing of a design patent application by an invention
development organization can cause an unsuspecting inventor to end
up with less valuable patent rights. As the self-watering flower
pot example makes clear, a design patent would not enable an inventor
to prevent others from making, using, or selling a flower pot with
that self-watering mechanism, only a flower pot with the design
or appearance protected by the design patent.
Publicly disclosing your document
An inventor who contacts
an invention promotion firm through an "800" number is often unaware
that they could forfeit valuable patent rights by publicly disclosing
the details of their invention to a third party before filing a patent
application. In the U.S., an inventor has one year from the day the
inventor first publicly discloses or sells the invention to file a
patent application. This grace period, however is not available in
all countries and inventors should exercise care before disclosing
their invention to avoid forfeiting patent rights in countries without
a one-year grace period.
Provisional patent application
For a $100 fee, an inventor
can file a provisional patent application. As is the case with the
Disclosure Document, this application provides no patent protection.
It does, however, provide two benefits: 1) allows the use of the terms
"Patent Pending" on a manufactured item; and 2)allows for the early
registration filing date. An inventor has one year from the date of
filing a provisional application to file a non-provisional, or full
patent application. If a non-provisional application is not filed
in the one year time frame, the inventor loses the benefit of the
early file date. That is, in the case of a normal non-provisional
patent, the award is for 20 years from the date of filing. If a provisional
patent is applied for, and the following non-provisional application
is submitted within one year, the patent is awarded for 20 years from
the date of filing on the PROVISIONAL application, i.e., as much as
21 years.
How to find patent attorneys and agents
The complexity of the
patent laws, regulations and formal application requirements are often
misunderstood or misinterpreted by persons who are untrained and unfamiliar
with the patent process. To minimize these misunderstandings inventors
are strongly recommended to retain the services of a registered patent
attorney or agent. A list of registered
attorneys and agents is available via the USPTO Web site.
Preliminary U.S. patent search
It is strongly advised that you or your representative perform a
preliminary search of patents previously granted and printed publications
to ensure that your invention has not already been patented or disclosed.
A preliminary search may be performed at a patent
and trademark library or the Public Search Room of the U.S.
Patent and Trademark Office
You
may make an appointment to learn how to perform a preliminary patent
search by calling the OSU Patent and Trademark Library. The
public is welcome to use the patent resources, search guidance services,
and equipment available at the OSU Patent & Trademark Library. There
is no fee for using the patent collection, consulting with trained
staff, or conducting classfication-based patent searches. However,
an advance appointment is REQUIRED.
OSU Patent & Trademark Depository Library
501 Edmon Low Library
Oklahoma State University
Stillwater, Oklahoma, 74078
405-744-6546
Hours are 8 a.m.-5 p.m., Monday-Friday. Please call ahead to schedule
an appointment.
What happens to an application after filing?
Applications are assigned to examiners who are experts in various
fields of technology. They research previous patents and technical
literature to determine whether a patent should be granted. This
procedure normally takes an average of 18 months.
All patent applications
are now in the public domain, unless you or your representative
states in writing that you do not want your application publicly
disclosed. This change is due to the American Inventors Protection
Act (AIPA) of 1999. Additional information on the AIPA is available
on the USPTO Web site: <www.uspto.gov/web/offices/dcom/olia/aipa/index.htm>.
Fees and maintenance
A complete list of application
fees is available at the USPTO Web site. Application filing fees
for a utility patent range depend on whether or not the applicant
is entitled to small entity status (independent inventor, small business
concern or non-profit organization), if it is filed electronically,
and the number of claims. Issue fees are also required for utility
patents as well as maintenance fees, due at 3 ½, 7 ½ and 11 ½ years
from the date the utility patent is granted.
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Last Update: June 26, 2006
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